The Company will use the personal information to the extent necessary for the accomplishment of the following purposes.

• Feasibility consideration for investing and recovery of investments in financial loans to be made by us or investment funds managed by us.
• Feasibility consideration for investing and recovery of investments in real estate business to be made by us or investment funds managed by us.
• Feasibility consideration for investing and recovery of investments in private equities to be made by us or investment funds managed by us.
• Appropriate management of outsourced operations, where Personal Information processing has been entrusted to us by other enterprises in full or in part.
• Communications with relevant authorities and clients.
• Disaster and legal risk managements.
• Recruiting of our employees.
• Any other internal business communication.

The Company will acquire personal information to the extent necessary for our business. Moreover, the Company will not obtain, use, or provide to any third parties any sensitive information (including, without limitation, information concerning any person’s political position, personal beliefs (religion, philosophy, or creed), membership of any labor union, race or ethnic group, family origin, registered domicile, medical or health care record, sexual activities, or criminal record), except as permitted by laws and regulations.

The Company will appropriately manage with a necessary security measure so that leakage, loss, alteration, improper access or the like regarding personal information may not occur.

The Company will not disclose or provide to third parties any personal data of the person without their respective prior consent, except for when it is based on laws and regulations and when we may entrust personal data to the extent necessary for the accomplishment of the purpose of use, and when it is permitted by laws and regulations.

The Company may entrust all or a part of the business to the extent necessary for the accomplishment of the purposes of use and provide the necessary personal data to proceed the business smoothly. In the case of entrustment, the Company will supervise the entity entrusted by it with necessary and adequate care, including supervision of any entity entrusted by the entity entrusted by the Company.

The Company may use personal data jointly with its group companies within the following scope.

• Items of Personal Data Jointly Used
  The customer’s name, address, date of birth, contact information (such as telephone number or e-mail address), occupation, information regarding the customer such as customer’s transaction needs, contents of transaction, information regarding the customer’s transaction such as balance on deposit.
• Scope of Joint Users
  Daiwa Securities Group Inc., holding company of Daiwa PI Partners Co. Ltd. and its consolidated subsidiaries.
• Purposes of Joint Use
  For management and internal administration of Daiwa Securities Group.
• Entity Responsible for Management of the Personal Data
  Daiwa PI Partners Co. Ltd.

When the disclosure, correction, deletion, discontinuation of use or the like (“disclosure etc.”) regarding retained personal data are asked in a disclosure written request by the person himself/herself or his/her agent, the Company will respond in writing within a reasonable period and to a reasonable extent except for the case where, based on laws and regulations, disclosure etc. is not required, after confirming that it is a request from the person himself/herself.

The Company will endeavor to sincerely and promptly respond to inquiries, requests, complaints, regarding handling of personal information.
About an inquiry about handling of personal information, please contact the following reception counter.